Franz v. Lytle

 


FILED 6/29/93
                             PUBLISH
                  UNITED STATES COURT OF APPEALS
                      FOR THE TENTH CIRCUIT
                      ____________________
TIMOTHY A. FRANZ and ASHLEY     )
M. FRANZ, a minor by and        )
through her next friend and     )
natural guardian, Timothy A.    )
Franz and Katherine A. Franz,   )
                                )
     Plaintiffs-Appellees,      )
                                )
v.                              )       No. 92-3183
                                )
RICHARD LYTLE,                  )
                                )
     Defendant-Appellant,       )
                                )
and                             )
                                )
JEANETTE SCHLABACH,             )
                                )
     Defendant.                 )
                       _____________________
          Appeal from the United States District Court
                   For the District of Kansas
                       D.C. No. 89-1312-T
                      _____________________
 J. Steven Pigg, Fisher, Patterson, Sayler & Smith, Topeka, Kansas,
for Defendant-Appellant.
James S. Phillips, Jr., Phillips & Phillips, Chartered, Wichita,
Kansas, for Plaintiff-Appellee.
                       ____________________
Before MOORE, McWILLIAMS, and WOOD,* Circuit Judges.
                      ____________________
 MOORE, Circuit Judge.
                      ____________________
 -- -------------
*The Honorable Harlington Wood, Jr., Senior Circuit Judge for the
United States Court of Appeals for the Seventh Circuit, sitting by
designation.
     Richard Lytle, an officer with the Haysville, Kansas Police
Department, appeals the denial of his motion for summary judgment
based on his qualified immunity from plaintiffs' suit alleging
violations of their Fourth and Fourteenth Amendment rights.  Franz
v. Lytle, 791 F. Supp. 827 (D. Kan. 1992).  On appeal, Officer
Lytle contends the district court erred in distinguishing his
conduct as a police officer investigating a report of possible
child neglect or abuse from that of a social worker performing the
same function but for whom the probable cause or warrant
requirement has been eliminated.  Against the societal imperative
to protect children, particularly young children suspected of
being victims of neglect or abuse, plaintiffs' interests in
privacy must yield, Officer Lytle maintains.  It is, however,
because of our deep concern for the safety and well-being of young
children that we disagree and, under the circumstances of this
case, do not balkanize the Fourth Amendment as recommended.  We
affirm the district court's judgment.

                                I.

     The following facts, set forth in the district court's
opinion and viewed in a light most favorable to the nonmoving
parties, Anderson v. Liberty Lobby, Inc., 477 U.S. 242 (1986),
were presented for our plenary review.  On October 19, 1988,
police dispatch contacted Officer Lytle to investigate a report of
a child who was possibly in need of care.  That report had been
called in by Ms. Susan Brickley,2 who told police her neighbors'
two-year-old daughter, Ashley Franz, was unsupervised, wet, and
unclean.  Late that afternoon, Officer Lytle went to Ms.
Brickley's home where Ashley was playing.  Ms. Brickley told
Officer Lytle Ashley  had a severe diaper rash and stank from
constantly being urine-soaked.  Without contacting Ashley's
mother,  Officer Lytle asked Ms. Brickley to remove Ashley's
diaper.  Ms. Brickley laid Ashley down on the living room floor
and removed her diaper permitting Officer Lytle to observe the
child's vaginal area and take five or six photographs of what he
believed was a "very severe rash."  Officer Lytle then visited the
home of Katherine and Timothy Franz, Ashley's parents, telling
Mrs. Franz he had just examined Ashley, and she would be contacted
by Social and Rehabilitative Services (SRS).
     Upon returning to headquarters, Officer Lytle contacted SRS,
filled out a standard Kansas Bureau of Investigation (KBI) report,
and consulted with Capt. Gary Johnson.  According to Capt.
Johnson's report, Officer Lytle told Capt. Johnson he was
investigating "a possible molesting case," was concerned about
"leaving the children at the home because of the risk factor that
if there was a molestation case," and "was shown the bruising of
the vaginal area by the female caller."  Capt. Johnson advised
Officer Lytle he might want to take the child for a medical
examination so that a doctor could determine what caused the
bruising and "alleviate the problem of protective custody."  Capt.

 ---------------
 2 Ms. Brickley initially called Kansas Social and Rehabilitative
Services (SRS), which told her to call the police because it did
not have a caseworker available.


Johnson also suggested Officer Lytle have a female officer
accompany him when he returned to the house.
     Late the following afternoon, after telephoning a former
neighbor of the Franzes,3 Officer Lytle, accompanied by Officer
Jeanette Schlabach, returned to the Franz home and requested to
see Ashley again.  Both officers were in uniform and carrying side
arms.  Mrs. Franz permitted them to enter her home and complied
with their request to examine Ashley, removing her pants, laying
her down on the floor, and spreading her legs apart as ordered.4
Kneeling over Ashley, Officer Lytle then touched her vaginal area
in several places "checking for any soreness or swelling," and
Ashley's reaction to his touch, asking her if the places he
pressed hurt.5  Officer Lytle believed he saw some discoloration in
the area.
     In response to Mrs. Franz's explanation she had been trying
to "potty train" Ashley, Officer Lytle asked her to "voluntarily
take her up to Wesley [Hospital] ER and let the Doctor look at
her."  To her protests about the cost and her lack of
transportation, Officer Lytle answered he could place Ashley in
protective custody and "take her up there ourselves."  Upset, Mrs.
Franz telephoned her husband at work.  Officer Lytle took the

 ---------------
3 Officer Lytle called Paula Lassiter, Katherine Franz's cousin,
who also stated Ashley was unsupervised and always urine-soaked.

4 Because he turned on his tape recorder, this second encounter is
transcribed in the record although only Officer Lytle's words are
recorded.

5 In his deposition, Officer Lytle stated, "I was just checking to
see if it was tender.  I was not checking for anything in
particular."


phone and told Mr. Franz he had received a report from SRS,
checked it out, and "Ashley does have some type of discoloration,
bruises, whatever it is on her legs and around her vaginal area
and we need to have it checked."  Officer Lytle told Timothy Franz
he could either take the child voluntarily, or they would take
Ashley into protective custody.
     Mr. Franz returned home, and he and Mrs. Franz, escorted by
the officers, drove to Wesley Hospital where Ashley was examined
by an emergency room physician.6  Mrs. Franz and the officers
remained in the examining room while Dr. Davidson examined the
child, concluding Ashley had "mild redness to labial folds, no
tears, bruising, or edema."  The officers apologized, and the
Franzes returned home.
                                II.
     Surviving in this appeal are plaintiffs' Fourth Amendment and
pendent state law claims based on invasion of privacy, trespass,
and deprivation of liberty on which the district court denied
defendant's qualified immunity defense.7  To reach this result, the
district court tethered summary judgment review to Harlow v.
Fitzgerald, 457 U.S. 800 (1982), and Anderson v. Creighton, 483

 ---------------
 6 The intake report stated the reason for admission as possible
sexual assault with the comment, "police alleged sexual assult
[sic] mom offers conflicting report."

7 Because plaintiffs voluntarily dismissed their suit against
Officer Schlabach, Officer Lytle is the only defendant involved in
this appeal; and plaintiffs do not challenge the district court's
granting defendant qualified immunity on their allegations of
violations of their Fourteenth Amendment rights to familial
integrity without due process of law and interference with
property.


U.S. 635 (1987), and framed its crucial inquiry as "whether, at
the time defendants acted, it was clearly established law that a
child abuse investigation conducted by police officers is subject
to the probable cause or warrant requirements."  791 F. Supp. at
830.   Cognizant of a seeming split in the Circuits over this
issue, the district court drew a bright line between law
enforcement officers trained and "expected to know the subtleties
of the probable cause and warrant requirements," id. at 831, and
social workers who "have no such fluency of the legal standards."
Id.  The court found at all times defendant was conducting a
criminal investigation  involving searches "aimed at uncovering
incriminating evidence of sexual abuse by one or both of the
parents."  Id.  This conduct, the court held, was circumscribed by
the Fourth Amendment which "clearly prohibited police officers
from conducting warrantless searches of a home and a child's body
for evidence of criminal sexual abuse absent consent or exigent
circumstances or any of the recognized exceptions to the warrant
requirement."  Id. at 831-32.  Adding the Anderson v. Creighton
prong to its analysis, the court further concluded no reasonable
officer acting on the sole information provided, that Ashley was
wet, unclean, and unsupervised, would "have believed that the
searches were lawful."8

   ---------------
 8 The court also stated that even if these circumstances created a
basis for probable cause, defendant indicated no exigency
preventing them from securing a warrant, nor could defendants
reasonably believe plaintiffs gave consent to the searches.


                              III.

     Acknowledging this court has not yet addressed the issue,
defendant advocates we accord police officers investigating a
complaint a child is in need of care or abused the same latitude
to search he claims is granted social workers.  Defendant asserts
there is a split in the Circuits on this issue underscoring at the
time of his actions there was no clearly established law on the
visual inspection of children for child abuse or neglect
investigations.  Furthermore, he argues, given his statutory
responsibility to cooperate with SRS "in taking action which is
necessary to protect the child regardless of which party conducted
the initial investigation," Kan. Stat. Ann.  38-1523(f),
defendant's conduct, though possibly in conflict with
constitutionally permissible norms in other areas, was objectively
reasonable.  Although his actions might have led to a criminal
prosecution, defendant maintains the district court erred in
failing to circumscribe them by his primary concern for the safety
of a young child.
     We must begin with the fundamental recollection that
underlying each qualified immunity claim is a construct of
boundaries designed to determine whether official action taken in
some form is indeed lawful.  Those boundaries, enunciated in
Harlow, 457 U.S. at 818, are "clearly established statutory or
constitutional rights of which a reasonable person would have
known."  To the wide open space left within this confine, Anderson
offered further demarcation:
     The operation of this standard, however, depends
substantially upon the level of generality at which the
relevant "legal rule" is to be identified. . . .  But if
the test of "clearly established law" were to be applied
at this level of generality [the right to due process of
law], it would bear no relationship to the "objective
legal reasonableness" that is the touchstone of Harlow.
Plaintiffs would be able to convert the rule of
qualified immunity . . . into a rule of virtually
unqualified liability simply by alleging violation of
extremely abstract rights. . . .  It should not be
surprising, therefore, that our cases establish that the
right the official is alleged to have violated  must
have been "clearly established" in a more
particularized, and hence more relevant, sense:  The
contours of the right must be sufficiently clear that a
reasonable official would understand that what he is
doing violates that right.  This is not to say that an
official action is protected by qualified immunity
unless the very action in question has previously been
held unlawful, but it is to say that in light of
preexisting law the unlawfulness must be apparent.
483 U.S. at 639-40 (1987) (emphasis added) (citations omitted).
Anderson, like our case involving allegations of a warrantless
search without probable cause or exigent circumstances, added:
     It follows from what we have said that the
determination whether it was objectively legally
reasonable to conclude that a given search was supported
by probable cause or exigent circumstances will often
require examination of the information possessed by the
searching officials. . . . The relevant question in this
case, for example, is the objective (albeit
fact-specific) question whether a reasonable officer
could have believed [defendant's] warrantless search to
be lawful, in light of clearly established law and the
information the searching officers possessed.
[Defendant's] subjective beliefs about the search are
irrelevant.
Id. at 641 (emphasis added).
     Synthesizing Harlow and Anderson, we must then decide to
sustain a claim of the lawful exercise of authority based on
qualified immunity if, upon examining the information defendant
possessed, we can conclude a reasonable officer in the same
position in 1988, schooled in the governing principles of the
Fourth Amendment, believed he was acting in accord with those
principles.  If so,  his conduct was lawful, and he is entitled to
qualified immunity.  Precise factual correspondence to a decided
case is unnecessary in making the ultimate determination.  Hidahl
v. Gilpin County Dept. of Social Servs., 938 F.2d 1150, 1155 (10th
Cir. 1991).
                                IV.

     The boundary for defendant's conduct establishing the
"contours of the right" involved is the Fourth Amendment, which
proscribes unreasonable searches.  Anderson, 483 U.S. at 639-40.
In 1988, the case law had unimpeachably established "'the cardinal
principle that 'searches conducted outside the judicial process,
without prior approval by judge or magistrate, are per se
unreasonable under the Fourth Amendment -- subject only to a few
specifically established and well-delineated exceptions.'"
California v. Acevedo, ___ U.S. ___, 111 S. Ct. 1982, 1991 (1991)
(quoting Mincey v. Arizona, 437 U.S. 385, 390 (1978) quoting Katz
v. United States, 389 U.S. 347, 357 (1967) (footnote omitted)).
Over the years, the case law has equally established the
reasonableness component for a full-scale search is supplied by a
showing of probable cause, the belief that the information
possessed reveals that a crime has been committed, and evidence of
that crime will be found in the place to be searched.  Beck v.
Ohio, 379 U.S. 89, 91 (1964).  While the presence of probable cause
permits the issuance of a search warrant by a neutral magistrate,
its absence can only be overcome by the well-delineated exceptions
of consent, Schneckloth v. Bustamonte, 412
U.S. 218, 222 (1973); exigent circumstances, Mincey v. Arizona,
437 U.S. at 385; and administrative searches.  Camara v. Municipal
Court of San Francisco, 387 U.S. 523 (1967).
     Given these well-established principles, it became "hornbook
law" to the district court that "police officers are required to
conduct searches that comport with the Fourth Amendment."  791
F. Supp. at 831.  Throughout the course of events, the court
observed, defendant proceeded as a law enforcement officer
conducting a criminal investigation of possible child abuse or
neglect for which he undertook the warrantless searches.  Under
these circumstances, the court believed, defendant's conduct was
clearly circumscribed by the warrant or probable cause
requirement.  Implicit in this conclusion was the court's
rejection of defendant's attempt to align his conduct with that of
social workers under similar circumstances.
     Nevertheless, defendant continues to argue the warrantless
searches at issue fall more properly within the administrative
search exception.  In doing so, defendant casts this case as one
of first impression requiring we decide, in effect, whether social
workers are relieved of the probable cause or warrant requirement
when investigating cases of child abuse or neglect in order to
make him ultimately the beneficiary of that analysis.9

  ---------------
 9 Although this issue was also raised in Snell v. Tunnell, 920 F.2d
673, 697 (10th Cir. 1990), cert. denied, 111 S. Ct. 1622 (1991),
we did not reach it, stating, "We do not have an occasion to
decide whether a search of a private home [in a child abuse
investigation] without a warrant or probable cause violates the
Fourth Amendment."  In Snell, social workers searched a home and
removed children from the home with a warrant obtained by
providing false information to the judge.


     In crafting a separate analysis for deciding the legality of
administrative searches based on "the longstanding principle that
neither a warrant nor probable cause, nor, indeed, any measure of
individualized suspicion, is an indispensable component of
reasonableness in every circumstance," National Treasury Employees
Union v. Von Raab, 489 U.S. 656, 665 (1989) (citing Skinner v.
Railway  Labor Executives' Ass'n, 489 U.S. 602, 618-624 (1989)),
the Court has developed a balancing test.  "[O]ur cases establish
that where a Fourth Amendment intrusion serves special
governmental needs, beyond the normal need for law enforcement, it
is necessary to balance the individual's privacy expectations
against the Government's interests to determine whether it is
impractical to require a warrant or some level of individualized
suspicion in the particular context."  489 U.S. at 665-66 (citing
Skinner, 489 U.S. at 619-20 (emphasis added)).
     Taking a cue from this authority, defendant argues his state
statutory responsibility to report child abuse or neglect cases,
Kan. Stat. Ann.  38-1518, as well as the state mandate for law
enforcement to cooperate with SRS, Kan. Stat. Ann.  38-1523, must
be superimposed upon the 'special governmental need' side of the
balance to tip it in favor of his warrantless searches.  Upon this
scale, he maintains, society's interest in protecting young
children from abuse and neglect provides the probable cause
component assuring the reasonableness of the search.  Defendant
relies on Darryl H. v. Coler, 801 F.2d 893 (7th Cir. 1986), and
Landstrom v. Illinois Dept. of Children & Family Servs., 892 F.2d
670 (7th Cir. 1990).  However, neither case supports his argument.
       In Darryl H., the Seventh Circuit's review was postured to
decide whether, in one of the consolidated cases,10 the district
court abused its discretion in refusing to grant a preliminary
injunction prohibiting the use of an Illinois Department of
Children and Family Services (DCFS) procedure permitting
caseworkers to conduct a physical examination of a child's body
for evidence of abuse.  Although the plaintiffs challenged the
policy on various constitutional grounds, the Seventh Circuit
emphasized its opinion, "at very preliminary stages of the
litigation process," would not "accomplish a definitive
reconciliation of these competing constitutional value concerns."11
 Id. at 895.
     In the second consolidated case, the court affirmed the grant
of summary judgment in favor of state welfare officials on the
grounds plaintiffs sought retrospective money damages barred by
the Eleventh Amendment, and because the court had not yet decided
the constitutionality of the challenged procedure, "without a more
fully developed record, we can hardly maintain that the individual
defendants should have known that their efforts to fulfill their

 ---------------
 10 In one case, for example, a DCFS caseworker received an
anonymous report a ten-year-old boy was beaten by his father.  The
caseworker spoke to the boy's school principal and then asked the
boy to remove his pants so that he could examine the child's back
and buttocks.  Darryl H. v. Coler, 801 F.2d 893, 897 (7th Cir.
1986).

 11 The constitutional values plaintiffs alleged were "the privacy
rights of the child; the privacy rights of the family in the
important area of childrearing; and the obligation and right of
responsible government to deal effectively with the stark reality
of child abuse in our society, a problem the seriousness of which
has only been appreciated fully in recent times and in which the
methods of identification and prevention must still be termed
developmental."  Darryl H., 801 F.2d at 895 (footnote omitted).


public responsibilities violated a clearly established
constitutional right."  Id. at 908.12
     However, within the confine of preliminary injunction review,
the Seventh Circuit agreed "the visual inspection conducted by
governmental officials of those parts of the human body usually
covered by clothing implicates fourth amendment concerns," id. at
900, but believed the analysis of whether the searches were
reasonable was more properly addressed by the precedent of
administrative searches, in particular New Jersey v. T.L.O., 469
U.S. 325 (1985) (school administrator's search of student's purse
reasonable on the ground "the school setting requires some easing
of the restrictions to which searches by public authorities are
ordinarily subject," id. at 340, and a warrant requirement "would
unduly interfere with the maintenance of the swift and informal
disciplinary procedures needed in the schools." Id.).  Just as
school officials' efforts to enforce school discipline might be
hampered by careful adherence to Fourth Amendment strictures, so
too would DCFS caseworkers be hindered in their investigations of
alleged child abuse by a warrant or probable cause requirement.
The bright line, in this case, however, was the substitution of
specific "hot-line criteria" found in the DCFS Child Abuse and
Neglect Investigation Decisions Handbook (the Handbook), which,

 ---------------
 12 In a later case, Landstrom v. Illinois Dept. of Children &
Family Servs., 892 F.2d 670, 677 (7th Cir. 1990), the court
stated, "What Darryl H. did not do . . . is set out a 'factual
roadmap of constitutionally violative conduct against which
defendants here could have measured their own proposed course of
conduct.'"  (citation omitted).


the court agreed, circumscribed the caseworker's discretion.13  801
F.2d at 901.
     In the Seventh Circuit's view, therefore, the Handbook
procedure for caseworkers incorporated the state's
"extraordinarily weighty" interest in the protection of children14
by focusing primarily on "the safety of the child, and the
stabilization of the home environment."  Id. at 902.  Only as a
contingency of secondary importance for the caseworker, in the
court's reading, was the possibility of a criminal prosecution.
While the court concluded "[u]nder these circumstances, we cannot
say that the Constitution requires that a visual inspection of the

 ----------------
 13 The hot-line criteria which constituted a report requiring
further investigation by a DCFS caseworker was information that:
(1)  a child less than eighteen years old is involved;
(2)  the child was either harmed or in danger of harm;
(3)  a specific incident of abuse is identified;
(4)  a parent, caretaker, sibling or babysitter is the
alleged perpetrator of neglect; or
(5)  a parent, caretaker, adult family member, adult
individual residing in the child's home, parent's
paramour, sibling or babysitter is the alleged
perpetrator of abuse.
Darryl H., 801 F.2d at 895.  Another check on a caseworker's
discretion was "the child's ability to refuse to cooperate at any
time," id. at 901, to assure a search is reasonable.  Presumably,
this would only apply to an older child involved in an
investigation.

 -------------------

14 The Seventh Circuit was cognizant of the complexity of child
abuse investigations: the fear of disrupting family relations
through interrogations and the problems associated with
"widespread inquiries of extra-familial sources, a technique bound
to leave some stigma even when the subject of the investigation is
entirely exonerated."  801 F.2d at 902.  The court also recounted
while DCFS labeled 60% of the reports of child abuse unfounded, in
1982, 71 children died in Illinois as a result of child abuse.


body of a child who may have been the victim of child abuse can
only be undertaken when the standards of probable cause or a
warrant are met," it underscored meeting the hot-line criteria
curbed the caseworker's discretion and "ensured the reasonableness
of the search."  Id. at 903.  Nevertheless, constrained by the
standard of review for injunctive relief, the Seventh Circuit
cautioned it was not certain "the Handbook, as it now exists,
ensures that the searches will always be reasonable."  Id. at 904.
     In Landstrom, plaintiffs contended "'school civil rights law'
and '14th amendment rights . . . in a school/student/official
controversy' were 'well established in the law' by the time of the
actions alleged. . . ."  892 F.2d at 675.  The factual basis for
the alleged violations was the visual inspection of plaintiffs'
six-year-old daughter by a school nurse and state social services
worker when the child complained of "soreness . . . in her anatomy
in her rear end"; id. at 671, and the principal's subsequent
questioning of her older sister about the incident after the
children's father told the school principal not to "allow similar
conduct in the future."  Id. at 672.  After the caseworker,
principal, and school nurse again questioned the child without the
parents or their attorney present, the parents filed suit under
1983.  The Seventh Circuit rejected plaintiffs' arguments to
reverse the granting of qualified immunity to the defendant
caseworker and school personnel.  The court distinguished
authority upon which plaintiffs relied, Picha v. Wielgos, 410
F. Supp. 1214 (N.D. Ill. 1976), because "the context differed
. . . the school officials there were acting as investigative
agents of the police," 892 F.2d at 677, and on the grounds of the
school policy concerns echoed in New Jersey v. T.L.O.  Finding no
relevant, clearly established legal norm on the issue evidenced by
the split in the Circuits, the court affirmed the grant of
qualified immunity.
     The distinguishing facts in each of these cases, however,
cannot be metamorphosed or overcome by defendant.  In particular,
both cases involved state social service caseworkers, often in
consultation with school personnel, individuals who deal with
children regularly in their professional settings.  As such, they
relied on the training of their professional disciplines, in
particular, the social services policy/procedure manual, to
respond to specific allegations of the possibility of abuse.  In
each case, the probable cause component satisfied the governing
standards for social workers and remained within the appropriate
responses permitted by those standards.  While each of these cases
involved visual inspection of normally clothed portions of a
child's body, none involved photographing or touching the child's
nude body.
     Moreover, as noted, the "special governmental needs, beyond
the normal need for law enforcement," 489 U.S. at 665-66, for
example, as facially articulated in the Handbook, provided the
reasonableness component for the caseworker's conduct.  It also
offered guidance on whether the search was justified at its
inception and "reasonably related in scope to the circumstances
which justified the interference in the first place."  New Jersey
v. T.L.O., 469 U.S. at 341 (citing Terry v. Ohio, 392 U.S. 1, 20
(1968)).  In Darryl H., although the guidelines might not survive
later scrutiny on the merits, at this stage, the searches
conformed to their standards and could not then be judged
unreasonable.
     However, to permit defendant to benefit from these critical
distinctions by heralding the primacy of the protection of
children  cannot be supported by the circumstances of this case.
What the district court perceived, and what cannot be overlooked,
is that defendant's focus was not so much on the child as it was
on the potential criminal culpability of her parents.  That focus
is the hallmark of a criminal investigation.  In contrast, a
social worker's principal focus is the welfare of the child.
While a criminal prosecution may emanate from the social worker's
activity, that prospect is not a part of the social worker's
cachet.  This distinction of focus justifies a more liberal view
of the amount of probable cause that would support an
administrative search.
     Moreover, defendant's conduct cannot otherwise be transformed
into that of a social worker given the uncontroverted facts he was
in uniform and carrying a gun at all times;15 he recorded his
meeting with Mrs. Franz, following police policy;16 he filed
standard KBI reports of his investigation; and he informed his

 ---------------
15 We would note Kan. Stat. Ann.   38-1523(g) provides in part:
"To the extent that safety and practical considerations allow, law
enforcement officers on school premises for the purpose of
investigating a report of suspected child abuse or neglect shall
not be in uniform."

16 In his deposition, defendant stated he was once disciplined for
failing to use his tape recorder.


superior officer he was investigating a possible child
molestation.  Each of these facts, as the district court properly
found, provides the script for a criminal investigation carried
out by a law enforcement officer.
     By contrast, the social workers, for example, in Darryl H.,
exercised only that discretion defined by the Handbook to assure
the court they had satisfied a showing of probable cause.  In the
present case, defendant, armed only with information the child was
urine-soaked and unsupervised, indeed told only by Ms. Brickley
that Ashley had a diaper rash, and without any medical expertise,
proceeded to visually inspect and touch portions of the child's
body which are normally clothed.  Additionally, defendant told
plaintiffs if they did not comply with his order, the child would
be taken into protective custody.  The Kansas Code for Care of
Children, relied on by defendant, specifically requires a law
enforcement officer have a court order or believe a court order
has been issued unless "the officer has probable cause to believe
that the child is a child in need of care and that there are
reasonable grounds to believe that the circumstances or condition
of the child is such that continuing in the place or residence in
which the child has been found or in the care and custody of the
person who has care or custody of the child would be harmful to
the child."  Kan. Stat. Ann.  38-1527(b) (emphasis added).17
     Since defendant's conduct does not comply even with the
governing principles required of social workers in Kansas, we must

 ---------------
17 Defendant did not allege nor did the court find exigent
circumstances to justify the second search.


circumscribe his actions by the governing principles of the
discipline he represented.  As the district court found, the
Fourth Amendment draws a bright line around these facts, not as
refined to address the concerns of an administrative setting like
the school search in T.L.O. v. New Jersey, but in its application
to a criminal setting in which only a showing of probable cause,
absent consent or exigency, can establish the reasonableness of
the search.
     This analysis is also consistent with our case law which has
looked to the function the official performs to examine qualified
immunity claims.  "'Under that approach, we examine the nature of
the functions with which a particular official or class of
officials has been lawfully entrusted, and we seek to evaluate the
effect that exposure to particular forms of liability would likely
have on the appropriate exercise of those functions.'"  Spielman
v. Hildebrand, 873 F.2d 1377, 1381 (quoting Forrester v. White,
484 U.S. 219, 224 (1988)).
     However, as the district court stated, this conclusion "does
not end the inquiry," 791 F. Supp. at 832, but requires we move on
to consider "whether a reasonable officer could have believed
[defendant's] warrantless search to be lawful, in light of the
clearly established law and the information the searching officer
possessed."  Anderson, 483 U.S. at 641.  At no time, defendant
stated in his deposition, was he investigating a sexual assault.
The only information defendant possessed was that Ashley had a
severe rash.  Because defendant does not challenge the court's
failure to find as a matter of law plaintiffs voluntarily
consented to the searches under all of the circumstances of this
case and does not allege any exigency, we agree with the district
court in denying defendant qualified immunity that no reasonable
officer would consider the searches lawful.18
     Instead, this case is more akin to Good v. Dauphin County
Social Servs., 891 F.2d 1087 (3d Cir. 1989), where the court
denied defendant police officers qualified immunity for entering
an apartment late at night to investigate an anonymous tip
received the day before that plaintiff's child was the victim of
abuse.  Upon demanding entry into the apartment, although
plaintiff objected and was told no warrant was necessary, the
officers "with no indication that the [seven-year-old] child was
injured . . . stripped and inspected [her] body, ostensibly for
marks or injuries.  No injuries were found."  Id. at 1090.  In
denying qualified immunity, the Third Circuit rejected defendants'
equating the investigation of a possible victim of child abuse
with an exigent circumstance absent evidence of "reason to believe
that life or limb is in immediate jeopardy and that the intrusion
is reasonably necessary to alleviate the threat."  Id. at 1094.
The court also rejected defendants' attempt to create an exception
based on the paucity of case law decided on warrantless searches
in child abuse investigations.  "The Fourth Amendment caselaw has

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18 Defendant's own statements reveal, whether he was acting on a
hunch or actually detected evidence coalescing into a probable
cause determination, he had stepped out-of-bounds and overreached
from his area of expertise into one he knew little about.  In his
deposition, he explained although he didn't feel any bumps, he
wasn't checking for anything in particular, and had no idea what
the examining physician did.  "I have no idea what [the doctor]
did.  I'm not versed in medical examinations."


been developed in a myriad of situations involving very serious
threats to individuals and society, and we find no suggestion
there that the governing principles should vary depending on the
court's assessment of the gravity of the societal risk involved."
Id. (footnote omitted).  In addition, the court similarly
distinguished Darryl H., observing "defendants in the instant case
do not contend that their actions were taken pursuant to any
established guidelines that had been provided to them by their
superiors."  Id. at 1096.
     Defendant has never claimed his actions were directed by SRS;
he consulted SRS;19 or SRS asked him to investigate the matter.
Although he told Mrs. Franz on his first visit she would be
contacted by SRS and, on the next day, told her he was
investigating for SRS, no evidence in this record supports those
statements.  When combined with defendant's uniformed presence,
these statements reinforce a picture of the "paradigm case of
'submission to a claim of lawful authority.'"  Good, 891 F.2d at
1095 (quoting Schneckloth, 412 U.S. at 233).
                               V.
     Finally, we must observe our judgment does not overlook or
minimize the serious problems of child abuse and neglect and the
emotionally charged arena in which they arise.  Neither do we

 ---------------
19 In his deposition, defendant stated without explanation he
called in a report to SRS after going to the Brickley home and
perhaps reported to SRS the following morning.  At this stage in
the proceedings, however, the record is unclear on this matter
although defendant stated that while waiting 30 minutes for Mr.
Franz to come home, he did not call SRS to inform them of his
actions.


depreciate the defendant's expressed concern for the child nor
doubt the sincerity of that concern.  However, we must be
sensitive to the fact that society's interest in the protection of
children is, indeed, multifaceted, composed not only with concerns
about the safety and welfare of children from the community's
point of view, but also with the child's psychological well-being,
autonomy, and relationship to the family or caretaker setting.
See, e.g., Steven F. Shatz, Molly Donovan, Jeanne Hong, The Strip
Search of Children and the Fourth Amendment, 24 U.S.F.L. Rev. 1
(1991); Christina B. Sailer, Qualified Immunity for Child Abuse
Investigators: Balancing the Concerns of Protecting our Children
from Abuse and the Integrity of the Family, 29 J. Fam. L. 659
(1990).  Deciding that police officers, functioning as police
officers, must conduct themselves by the constitutional norms that
embrace their training, should not deter their concern for the
well-being of children and families, but heighten their awareness
of their proper role within these boundaries.
     We must further underscore the defendant's motive to protect
the child in this instance does not vitiate plaintiffs' Fourth
Amendment rights.  That motive, however, may enter the calculus of
the damages, if any, that his actions justify.  We must leave that
determination for a jury.
     Therefore, on this record and under the particular
circumstances of this case, we must eschew defendant's suggestion
to decide as a matter of first impression, in the investigation of
claims of child abuse and neglect, police officers are absolved of
a warrant or probable cause requirement.  At the time of
defendant's actions, the law was clearly established that the
information the officer possessed rendered the present warrantless
searches objectively unreasonable barring his claim of qualified
immunity so that plaintiffs' 1983 and pendent state law action
may proceed.
     AFFIRMED.